Invest with knowledge & safety.
Every investor should be able to:
• Choose the right investment products tailored to their needs.
• Manage and monitor investments to reach their goals.
• Access clear and timely reports.
• Enjoy overall financial wellness.
We, as a SEBI-registered Investment Adviser, commit to:
All clients receive full details—fees, potential conflicts of interest, confidentiality—prior to engagement
Thorough and impartial assessment of each client's risk appetite and investment suitability
Ensuring compliance and quality of operations
Publishing status of all grievances on our website
Clearly listing our company information, office locations, registration numbers, and SEBI office affiliations online
Employing only certified professionals
Client interactions occur strictly via official lines
Recording all advice-related interactions from onboarding forward
All marketing conforms to SEBI’s Advertisement Code
No client is favored over another when receiving similar services
Provide agreement copies.
Complete KYC compliance.
Detail business model, affiliations, compensation structures in onboarding documents.
Refrain from direct access to client accounts or holdings.
Disclose individual risk profiles and any conflicts of interest.
Clearly note usage of AI-driven tools in advisory services.
Tailor advice according to client risk profiles and needs.
Maintain honesty, integrity, and transparency.
Provide all material information—risk, costs, obligations—on recommended products.
Include warnings for complex or high-risk investments.
Maintain confidentiality unless legally required or client-approved disclosure is given.
Adhere strictly to published service timelines.
Reach out via official contact channels—your grievance will be addressed within 21 days.
Submit grievances at https://scores.sebi.gov.in. Escalation path:
• First level: IAASB (Internal Advisory & Supervisory Body)
• Second level: Securities and Exchange Board of India (SEBI)
If unsatisfied, register with SMARTODR for further resolution.
SEBI Investor Assistance & Education Office
SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051
You are entitled to
